Compliance Workshop
Piper Alderman AFSL and ACL Compliance Workshop
We host regular training workshops as a practical guide to ACL and AFSL licensing obligations, with current case studies to keep your business informed and update on changes in the industry.
To read more about the event and to register, click here.
Compliance Workshops
Andrea Beatty of Piper Alderman conducts CPD workshops to update ACL and AFSL participants on:
ACL and AFSL Obligations
Responsible Managers and Representative Obligations
Regulatory Issues and Traps
Who should attend the session?
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Responsible Managers
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ACL and AFSL holders
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Representatives of ACL and AFSL holders
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In-house lawyers
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Credit and risk managers
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Complaints officers
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Internal and external dispute resolution customer service representatives
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Mortgage and finance brokers
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Financial planners and advisers
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Credit providers
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Fintech and regtech developers/promoters
Cost
Full day: AUD $1,500 per person
Half day: AUD $1,050 per person
Refreshments and lunch will be provided
Discounts are available for group bookings
For further information, contact us at abeatty@piperalderman.com.au or register your interest for our next workshop here.
We also conduct bespoke financial services and responsible manager training at client premises for a fixed fee for unlimited attendees. For further information, contact us at abeatty@piperalderman.com.au.
